# GOCR-documentation

Jörg Schulenburg

Magdeburg, June 3, 2002

### Abstract:

In this documentation I describe some ideas for my OCR-program. It contains algorithms and examples and gives you an impression of what the program can (or could) do.

- Introduction
- Segmentation of textual regions / Layout analysis
- Line detection
- Cluster detection
- Engines
- Remove pixels
- Add pixels
- Similarity analyzer
- Overlapping characters
- Black/White, Gray and Colors
- Pictures on scanned pages
- Tools
- glossary
- More information?
- About this document

# Introduction

First I have to say that I am not a expert in pattern recognition or similar things. My knowledge is based mostly on experiments with my program. Therefore do not worry about stupid algorithms I put in this document. In this documentation I describe some ideas for my OCR-program. The examples give you an impression of how the program handles your images. If you have comments regarding contents or spelling please write to the author.

# Segmentation of textual regions / Layout analysis

This is implemented as a recursive division in two parts.

- look for the thickest horizontal or vertical gap through the box
- if the gap is less than five times longer than thick do not divide
- do the same with the two new parts

I know that this algorithm is not as good as you wish, but I do not know a better one.

It would be very helpful to know about a function which is able to decide whether the box represents a single text line or a more complex object.

# Line detection

Line detection is very importand for good recognition. For example it is difficult to distinguish between lowercase letter p and uppercase letter P without having a baseline (same total height). The lowercase version of p has a depht (the lower end is below the baseline) and therefore its easy to distinguish from the uppercase version if the baseline is known. The line detection is responsible for finding the baseline of every text line.

Lines of characters are detected by looking for interline spaces. These are characterized by a large number of non-black pixels in a row. Image rotation presents a problem, therefore the program first looks only at the left half of the image. When a line is found, the left half of the right side is scanned, because lines are often short. The variation in height gives an indication of the rotation angle. Using this angle, a second run detects lines more accurately. Line detection may fail if there is dust on the image.

In version v0.2.3 this behaviour is slightly changed. To detect the rotation angle, the line through the most characters is detected.

# Cluster detection

A cluster is a group of pixels which are connected with each other. The simplest way to detect a cluster is to look for a pixel. If you find one, look to the neighbouring pixels. This can be done recursively.

This method needs a lot of stack space if a cluster is very large, and can cause problems with the memory.

Do you remember the algorithm for leaving a maze? Go along the right (or left) wall. This seems to be a good approach for detecting clusters without recursion. The following picture shows a trace of the maze algorithm.

    first 35 steps     next 36 steps
    ..@@@@@..@@@@<..   ..v<<<<..v<<<@..   * = starting point
    ..@@@@@@@@@.@^<.   ..>>v@^<<<@.@@@.   >^<v = go right,up,left,down
    ....@@@@@...@@^.   ....v@@@@...@@@.   @ = black pixel
    ....@@@@....@@^.   ....v@@@....@@@.
    ....@@@.....@@^.   ....v@@.....@@@.
    ....@@@.....@@^.   ....v@@.....@@@.
    ...@@@@.....@@^.   ...v<@@.....@@@.
    ...@@@......@@^.   ...v@@......@@@.
    ...@@@......@@^.   ...v@@......@@@.
    ...@@@.....@@@^.   ...v@@.....@@@@.
    ...@@@.....@@>^.   ...v@@.....@@@@.
    ...@@@.....@@^..   ...v@@.....@@@..
    ..@@@@.....@@^..   ..v<@@.....@@@..
    ..@@@@....@@@^..   ..v@@@....@@@@..
    *>>>>>>>>>>>>^<<   @@@@@@@@@@@@@@@@

The minimum and maximum coordinates can be used to create a box around the cluster. But does this algorithm work with diagonally connected pixels?

# Engines

GOCR is able to work with different recognition engines. Since version 0.37 engines have to return a probability value together with the recognized character or a table of values to a table of characters. If the probability value is 100, the engine is 100% sure to have found the right character otherwise the value is less. This gives GOCR the possibility to compare results of different engines or in case of a not recognized character to inform the user or another application (spell checker) which characters probably could be there.

## Base-Engine

The base engine (src/ocrX.c) is the original engine used in the first implementation of GOCR by Jörg. The idea was to get a fast and acceptable result without learning theoretical background. Later it should be replaced or completed by a better engine. The base engine is a rule based engine. The engine was written without theoretical background and is improved by try and error method but is is still far from perfect. The algorithm is very tolerant to size and form af characters (omnifont). How does the engine identify a character? For the explanation look at the following pattern.

    vvvv         vv- white regions
    ......@@......  <- crossing one line
    ......@@......
    .....@@@@.....
    .....@@@@.....
    .....@@@@.....
    ....@..@@@....  <- white hole / crossing two lines
    ....@..@@@....  <- crossing two lines
    ....@..@@@....
    ...@....@@@...
    ...@....@@@...
    ...@....@@@...
    ..@@@@@@@@@@..  <- horizontal line near center
    ..@......@@@..
    ..@......@@@..
    .@........@@@.  v- increasing width of pattern
    .@........@@@.  v
    .@........@@@.  v
    @@@......@@@@@
        ^^^-- gap

In the future the program should detect edges, vertices, gaps, angles and so on. This is called feature extraction (as far as I know). With such data the engine could make a cluster analysis. But this is a difficult task, if the scanned image is noisy.

## Database-Engine

The database engine (src/database.c) was the second engine added to GOCR. It was primary written to give users a simple tool to recognize special language-specific characters. The program generates a list (text file db.lst of image filenames and character codes) and image samples (pnm-files) in a database path (./db/). The database can be created by hand or extern programs or by GOCR itself using option (-m 130). In the last case GOCR prompts the user for not recognized characters. If he enters the character the pattern is saved in the database path as pnm-file and its file name is added to the database list (db.lst) together with the text string the pattern should be replaced by. For recognition GOCR first loads the database into memory (option -m 2). The main algorithm compares not recognized characters with stored images and calculates a distance value. If the distance value is small enough, the character is treated as recognized.

# Remove pixels

The following picture shows an n which has additional pixels at the bottom. Therefore it can not be detected as n. What can be done?

- classify horizontal (`=`) and vertical (`I`) pixels by comparing the distance between the next vertical and next horizontal white pixels (.)
- measure mean thickness of vertical and horizontal clusters
- erase unusually thin horizontal pixels at the bottom line

    ..@@@@@..@@@@@..     ..==III..===II.. dx=16 dy=15
    ..@@@@@@@@@.@@@.     ..==III====.III. thickness 2 to 3
    ....@@@@@...@@@.     ....III==...III.
    ....@@@@....@@@.     ....III=....III.
    ....@@@.....@@@.     ....III.....III.
    ....@@@.....@@@.     ....III.....III.
    ...@@@@.....@@@.     ...IIII.....III.
    ...@@@......@@@.     ...III......III.
    ...@@@......@@@.     ...III......III.
    ...@@@.....@@@@.     ...III.....IIII.
    ...@@@.....@@@@.     ...III.....IIII.
    ...@@@.....@@@..     ...III.....III..
    ..@@@@.....@@@..     ..IIII.....III..
    ..@@@@....@@@@..     ..IIII....IIII..
    @@@@@@@@@@@@@@@@     ================
          ^^^
          this causes the problem

A better way is to find serifs (horizontal lines glued on the lower end of vertical lines) which touch together (v0.2.5).

The next picture shows blind pixels which are caused by dust on the paper. The upper right dots are not connected with the rest of the character. This can be detected via fill-algorithms. Currently the program assumes that dots near the upper end of a character are ``i''-dots or diaereses (umlaut dots).

    ..........................O...     ..........................O...
    ..........................O...     ..........................O...
    ..............................     ..............................
    ..............................     ..............................
    ..........@@@.......@@@@......     ..........@@@.......@@@@......
    ..@@@@..@@@@@@@...@@@@@@@.....     ..@@@@..@@@@@@@...@@@@@@@.....
    @@@@@@@@@@@@@@@@.@@@@@@@@@....     @@@@@@@@@@@@@@@@.@@@@@@@@@....
    ..@@@@@@....@@@@@@.....@@@@...     ..@@@@@@....@@@@@@.....@@@@...
    ..@@@@.......@@@@......@@@@...     ..@@@@.......@@@@......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@@......@@@@...     ..@@@@.......@@@@......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@@......@@@@...     ..@@@@.......@@@@......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@.......@@@@...     ..@@@@.......@@@.......@@@@...
    ..@@@@.......@@@@......@@@@...     ..@@@@.......@@@@......@@@@...
    ..@@@@......@@@@@......@@@@@..     ..@@@@......@@@@@......@@@@@..
    @@@@@@@@..@@@@@@@@@..@@@@@@@@@     @@@@@@@@..@@@@@@@@@..@@@@@@@@@

# Add pixels

The following picture shows an m. The legs are only barely connected. How do we handle this?

- if the engine has failed, a filter is switched on and the engine starts over
- the 2x2 filter sets pixels to (O) near barely connected pixels

       vv   vv
    @@@.@@@..@@@...     @@@.@@@..@@@...
    .@@.@@@@.@@@@..<    .@@O@@@@O@@@@..  filter: .@ => O@     @. => @O
    .@@@..@@@..@@..<    .@@@..@@@..@@..          @. => @.     .@ => .@
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    .@@@..@@@..@@@.     .@@@..@@@..@@@.
    @@@@@.@@@@.@@@@     @@@@@.@@@@.@@@@

# Similarity analyzer

Some characters are a little bit noisy. These characters can be identified by comparison with other, already recognized characters. This can be done via a good distance function. May be the distance function in the actual version of GOCR is not very good. Feel free to send me your ideas, but be sure it does not waste my time.

# Overlapping characters

The following picture shows an overlapping ru. How do we handle this?

- look for 3 weak connections (sum over y is small, start in the middle)
- test if the right and left part can be detected by the engine
- correction of surrounding box

    ....@@...@@@@@@@@@@....@@@@@@@..     ....@@...@@@@@@@@@@....@@@@@@@..
    ..@@@@..@@@@@..@@@@......@@@@@..     ..@@@@..@@@@@..@@@@......@@@@@..
    @@@@@@@@@@@@@.,.@@@.......@@@@..     @@@@@@@@@@@@@...@@@.......@@@@..
    ..@@@@@@..@@@...@@@.......@@@@..     ..@@@@@@..@@@...@@@.......@@@@..
    ...@@@@.......,.@@@@......@@@@..     ...@@@@.........@@@@......@@@@..
    ...@@@@.........@@@@......@@@@..     ...@@@@.........@@@@......@@@@..
    ...@@@@.......,.@@@.......@@@@..     ...@@@@.........@@@.......@@@@..
    ...@@@@.........@@@.......@@@@..     ...@@@@.........@@@.......@@@@..
    ...@@@........,.@@@@......@@@@..     ...@@@..........@@@@......@@@@..
    ...@@@..........@@@@......@@@@..     ...@@@..........@@@@......@@@@..
    ...@@@........,.@@@@......@@@@..     ...@@@..........@@@@......@@@@..
    ...@@@..........@@@.......@@@@..     ...@@@..........@@@.......@@@@..
    ...@@@........,.@@@@......@@@@..     ...@@@..........@@@@......@@@@..
    ...@@@..........@@@@......@@@@..     ...@@@..........@@@@......@@@@..
    ...@@@........,.@@@@......@@@@..     ...@@@..........@@@@......@@@@..
    ...@@@..........@@@@@...@@@@@@@.     ...@@@..........@@@@@...@@@@@@@.
    ..@@@@@.......,..@@@@@@@@@.@@@@@     ..@@@@@..........@@@@@@@@@.@@@@@
    @@@@@@@@@.........@@@@@@@..@@@..     @@@@@@@@@.........@@@@@@@..@@@..
    ..............,....@@@..........     ...................@@@..........
                 ^^^
                 213 weak vertical lines

Of course the situation is more difficult with slanted characters.

The following example shows, how to deal with larger clusters. To get a fast program a first test should select the possible positions of division. That can be done by following upper and lower bows to a crease or a break. Than try to break on all detected creases, start at most important one (not implemented yet v0.2.4).

                 >>>>vvv<<<<<       >>vv<<<<         >>>vvv<<<<
    ......@@@@@@@..................@@.........@@@@@@@..........@@@@@@@.....
    ....@@@@@@@@@@@...............@@@.......@@@@@@@@@@@......@@@@@@@@@@@...
    ...@@@@@@@@@@@@@.............@@@@......@@@@@@@@@@@@@....@@@@@@@@@@@@@..
    ..@@@@.......@@@@...........@@@@@.....@@@@.......@@@@..@@@@.......@@@@.
    ..@@@........@@@@..........@@@@@@@....@@@........@@@@@@@@@........@@@@.
    .@@@@..........@@.........@@@@@@@@...@@@@..........@@@@@@@.........@@@@
    .@@@.....................@@@@.@@@@...@@@..............@@...........@@@@
    .@@@....................@@@@@.@@@@...@@@...........................@@@@
    @@@...@@@@@@@...........@@@@..@@@...@@@...@@@@@@...................@@@.
    @@@@.@@@@@@@@@@........@@@@...@@@@..@@@@.@@@@@@@@@@...............@@@@.
    @@@@@@@@@@@@@@@.......@@@@....@@@@..@@@@@@@@@@@@@@@...............@@@..
    @@@@@@@.....@@@@@.....@@@.....@@@@..@@@@@@......@@@@@............@@@@..
    @@@@.........@@@@...@@@@......@@@@..@@@@@........@@@@...........@@@....
    @@@@..........@@@@.@@@@.......@@@@..@@@@..........@@@..........@@@@....
    @@@@..........@@@@@@@@@.......@@@@.@@@@@..........@@@.........@@@@.....
    @@@@..........@@@@@@@@@@@@@@@@@@@@@@@@@@..........@@@@.......@@@@......
    @@@@..........@@@@@@@@@@@@@@@@@@@@@@@@@@..........@@@@......@@@........
    .@@@..........@@@@@@@@@@@@@@@@@@@@@@.@@@..........@@@@....@@@@@........
    .@@@@........@@@@.............@@@@...@@@@........@@@@....@@@@..........
    ..@@@@.......@@@@.............@@@@....@@@@.......@@@@...@@@@...........
    ..@@@@@....@@@@@..............@@@@.....@@@@....@@@@@...@@@@@@..........
    ....@@@@@@@@@@@...............@@@@......@@@@@@@@@@@...@@@@@@@@@@@@@@@@@
    .....@@@@@@@@@................@@@@........@@@@@@@@....@@@@@@@@@@@@@@@@@
    ........@@@@...................@@..........@@@@@........@@@@@@@..@.@@@.
                >>>>^            ^<<>>^ ^<<<<<        >>>^<<<      ^^ ^

    >,< show the path of the detection algorithm

The latest version of GOCR may use different algorithms. You have to look at the sources learn more.

# Black/White, Gray and Colors

For simplicity colored images are converted to gray internally. That means a red text on green background will not be detected. You should use your own filter for this purpose.

If the original image is gray, a critical value is calculated to extract characters from the background. This can fail, if images are on the scanned page or tha scan is bad (dark edges or borders). It is difficult to overcome this problem because graylevels are mostly restricted to the 8 bit limit (16 bit would help to overcome this problem).

Black/White images are internally converted to gray with two levels (0 and 255).

The lowest 4 bits are not used, because they are used by internal functions (this can be changed in future).

After calculation of the threshold value (otsu.c) the brightness of every pixel is recalculated to a new internal threshold value of 160 (128+32). This is a bit above the middle of the 8 bit range. The idea is to make the live easier for the other routines. Pixels which does not sure belong to the white or black ones get a value near the threshold value. Some routines can use this bit of more information to ignore outriders. Second point is, that this is necessary for using lowest for bits without destroying image informations.

# Pictures on scanned pages

At first all objects on the scanned page are detected. Objects are clusters of black pixels. Pictures are detected if they are larger than 4 times the mean size of all objects. This rule is very simple and can fail some times. But it works fast and mostly the result is ok.

# Tools

pbmclean:
  This program is written by Angus Duggan and Jef Poskanzer. It cleans up ``snow'' on bitmap images.
pnmtools:
  This tools are used to convert different image-formats to easy readable PNM (PBM,PGM,PPM) format. GOCR uses the popen-routine to call this programs if the suffix of the filename matches to a list in pnm.c. This will fail if pnmtools are missing.

# glossary

font series:
  bold, condensed
font shape:
  normal, italic, slanted, sc...
points:
  length unit used for font size, 1/72 inch, but I do not know its exact relation to the font size (height? totalheight? width? 10pt and 300dpi results in 40 pixel heigh font?)
sans serif:
  font without the (often thin) lines on the ends of the character

# More information?

·
  see "/usr/share/doc/package/tetex/texmf/.../fntguide.dvi" in the documentation of the tetex package
·
  the fonts-HOWTO file is helpfully too ("www.faqs.org/faqs/fonts-faq/")
RTF:
  RichTextFormat - does someone have a good documontation?

# About this document

This Document was originaly written in LaTeX. In May 2002 Joerg has convertet it to HTML. The reason is, that you can read it now directly and you does not need to have LaTeX and Ghostscript installed on your computer to read it. As a side effect you do not need tetex package to build the gocr.rpm-package. A good viewer to read this document is lynx, links or w3m.